Associated Students of New Mexico [ASNM]
THE INSTRUCTION AND GENERAL FUNDING FORMULA

An Overview

        The New Mexico Commission on Higher Education 1997

CURRENT FUND
EXPENDITURE CATEGORIES

With in each fund, there are common expenditure categories. Following is a list 
of Current Fund expenditure categories:
 
 Instruction & General

 Student Social & Cultural Development

 Research
        
 Public Service
        
 Internal Service Departments
        
 Student Aid, Grants, & Stipends

 Auxiliary Enterprises
        
 Intercollegiate Athletics

 Independent Operations

The New Mexico Higher Education Funding Formula recommends equitable expenditure 
levels for the Instruction & General (I&G) portion of
current fund expenditures.        
FUNCTIONAL CATEGORIES
WITHIN I&G
        
Expenditures are categorized by function or purpose within the institution. 
Following is a list of functional categories for I&G
expenditures:
        
 Instruction
        
 Academic Support
        
 Student Services
        
 Institutional Support
        
 Operation & Maintenance of Plant

A separate equation, or formula, is used to calculate equitable expenditure 
levels for each these functional categories. The sum of
all of these equations results in a recommended I&G expenditure level for 
institutions.

INSTRUCTION

The following activities are considered a part of the
Instruction category:

 General Academic Instruction

 Occupational & Vocational Instruction

 Special Session/Summer Session Instruction

 Community Education

VARIABLES IN THE
INSTRUCTION FORMULA
        
The following variables for each institution are plugged into the instruction 
formula in order to determine an equitable expenditure
level for instructional activities.

 Student Credit Hours (SCH)

 Cost per SCH Including Differentials for:

> Size of Institution (small vs. large)

 Level of Instruction (lower division, upper division, or graduate level courses)

> Specific Discipline (e.g. Agriculture, Business, Social Sciences)

> Session Type (regular session vs. summer session)
        
  
ACADEMIC SUPPORT

The academic support category includes expenditures for activities such as:

 Libraries  :
        
 IMuseums & Galleries
        
 Acudio-Visual Services
        
 SAncillary Support
        
 IAcademic Administration & Personnel
        
 ODevelopment

 Course & Curriculum Development

Separate versions of the academic support fonn~0 exist for the two-year and the 
four-year institutions. Each version has an equation
for an institution's annual library replacement allowance, and an equation for 
academic administration.

TWO-YEAR ACADEMIC

SUPPORT

 General Academic Support "I" X 9N

for branches or 11% for independent institutions

Acquisition Units X $47.04

 Library X Replacement Rate of 5%

 Base of 3 Staff at Rate of $89,663
        
 Additional Staffi1ng Units at Rate of $27,675

 Per 200 FTE for Institutions with FTE Enrollment > 600

 Per 300 FTE for Institutions with FTE Enrollment > 2,000

FOUR-YEAR ACADEMIC
SUPPORT

This formula has separate calculations for library funding and for general 
academic administration.

 Annual Library Replacement Allowance

> Equals 5% of ACRL Standards, funded at 75%
        

> FTE Students  
> UG Majors/Minors
> Masters/No Ph.D.
> Masters W/ Ph.D.
> Doctoral Program
        
 IAcademic Administration
        
"I"
        
20 Volumes
        
350 Volumes 6,000 Volumes 3,000 Volumes
        
25,000 Volumes

19% of

STUDENT SERVICES

The Student Services formula determines appropriate expenditure levels for the 
following types of activities or services:

 Supplementary Educational Services:

 Counseling & Career Guidance

 Financial Aid Administration

 Student Admissions & Records

There are separate versions of the student services formula for two-year 
institutions and four-year institutions.

TWO-YEAR STUDENT SERVICES

The following factors are a part of the two-year student services formula:

 Base Funding Up To 600 Headcount $201,104

$47,784
$ 1 09,352

 Staff Salaries  C

 Fringe Benefits

 Other Costs

 Additional Staff1ng Units per 150 HC for branches and per 125 HC for independent 
institutions up to 5, 1 00 $44,780

HC, then per 1 50 HC

 Credit taken for Carl Perkins funding

FOUR-YEAR STUDENT 
SERVICES
        
The following factors are a part of the four-year student services formula:
        
 Minimum Staffing Headcount = 1,500
        
 Minimum Staff FTE = 20
        
 Additional HC per FTE = 150
        
 Formula Salary =$25.138

 Formula Fringe Benefits =$5.973

 Other Costs/FTE Staff = $13,669

INSTITUTIONAL SUPPORT

The institutional support formula determines appropriate expenditure levels for 
the following types of activities:

 CExecutive Management

 Finscal Operations

 SGeneral Administrative Services

 Logistical Services

 Community Relations

INSTITUTIONAL SUPPORT
FACTORS

The following factors are a part of the institutional support formula for both 
two-year and four-year institutions:

Current Year's Funding Level

 SGrowth calculated as a percentage of growth in total I & G expenditures, ~

 FBase

less Institutional Support expenditures

> 10% for NMHU, WNMU, ENMU,
NMIMT, and all two-year institutions
 6% for UNM & NMSU

OPERATION AND MAINTENANCE OF PLANT

This formula determines appropriate expenditure levels for the following types 
for activities or services:
        
1 Plant Operations/Maintenance
> Custodial Services

 General Building & Grounds Upkeep > Auto & Truck Maintenance

 Etc.   

 Utilities

There are separate plant operations/maintenance formulas for the two-year and 
four-year ; institutions, however, the utilities formula
is th40 same for both.

TWO-YEAR PLANT
OPERATIONS &
MAINTENANCE

The following factors are a part of the two-year plant operations and maintenance 
formula:

 CSquare Footage per FTE $17,0,

 Fiormula Salary   

 SFormula Fringe Benef1ts

 LOther Costs/FTE Staff

12,238

$4,065
$7,07 1

FOUR-YEAR PLANT OPERATIONS & MAINTENANCE

The following factors are a part of the four-yeai:4 plant operations & 
maintenance formula:

 SSquare Footage per FTE = 9,500

 FFormula Salary = $18,644

 Formula Fringe Benefits = $4,429

 Other Costs/FTE Staff = $7,495

UTILITIES
Both the two-year and the four-year institutions

use the following formula for utilities:

 Start with Established Base

 Calculate $/sq. ft. from the base

 GMultiply $/sq. ft. X new square footage

 EAdd to Base

 UInflate Adjusted Actuals with Inflation

Factor

REVENUE CREDITS

The various formulas described up to this point determine appropriate expenditure 
levels. Various credits are then subtracted from
this expenditure levels: and adjustments due to required transfers to non-I & G 
funds are made. This determines a recommende d general
fund appropriation amount.

 Tuition -- An assumed level of tuition revenue is subtracted, with the 
recognition that institutional governing boards determine
actual tuition rates.

 FLand and Permanent Fund -- Where applicable, credit is taken for an amount up 
to the level of the renewal and replacement formula
described on the next page.

 Interest Income -- Eighty percent of interest earned on current fund balances is 
the previous year is credited against formula
expenditures.

 Miscellaneous Fees -- The credit is calculated at one dollar per formula SCH.

 Unrestricted Federal Funds -- The formula utilizes 50 percent of these funds 
received in the previous fiscal year.

 Local Mill Levy (two-year only) -- Estimated current year receipts are used to 
determine the level of the credit.

REQUIRED TRANSFERS

 Building Renewal and Replacement -- An amount based on the replacement cost and 
age of institutional facilities is provided for
transfer to plant funds.

 FEquipment Renewal and Replacement -- AQ amount based on the replacement value 
of unrestricted Instruction and General equipment
inventories is provided for transfer to plant funds.

 State Scholarship Program -- This transfer to student financial aid is 
calculated by multiplying three percent of the previous fall
term's headcount enrollment by the current annual tuition and fee rate.

RECOMMENDED I & G
APPROPRIATION

The following equation determines the recommended general fund appropriation for 
Instruction and General:

Base Academic Year Instruction
+ Summer School Instruction  
----------------------------
= Formula Instruction
+ Academic Support
+ Student Services
+ Institutional Support
+ Plant Operation & Maintenance
+ Utilities
----------------------------
+Total Formula Expenditures
- Revenue Credits
+ Transfers
----------------------------
= Instruction and General Appropriation

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